Personnel Hong Kong SFC License Details (ID 98687)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	Rep	Dealing in securities	2009-02-18	2021-07-27
KMT SECURITIES LIMITED	Rep	Dealing in securities	2003-09-08	2009-02-16
KAISER SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-09-08
	Rep	Advising on securities	-	2003-09-08
	Rep	Asset management	-	2003-09-08
	Rep	Dealing in securities	-	2003-09-08