Personnel Hong Kong SFC License Details (ID 98690)

Personnel Hong Kong SFC License Details (ID 98690)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Profitech Securities Limited	RO	Dealing in securities	2020-07-14	2021-05-31
CHINA NEW ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-01-27	2018-12-31
	Rep	Asset management	2017-01-27	2018-12-31
SINO WEALTH SECURITIES LIMITED	RO	Dealing in securities	2016-04-29	2020-06-30
	Rep	Dealing in securities	2016-02-02	2016-04-29
WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED	Rep	Dealing in securities	2008-10-21	2016-01-31
Hongkong Bay Securities Limited	Rep	Dealing in securities	2008-06-03	2008-10-16