| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2010-04-16 | 2011-11-29 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-02-28 | 2010-04-01 |
| Rep | Leveraged foreign exchange trading | 2008-02-28 | 2010-04-01 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-17 | 2005-08-03 |
| TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-17 | 2005-08-03 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | - | 2003-07-22 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-07-22 |
| Rep | Advising on securities | - | 2003-07-22 |
| Rep | Asset management | - | 2003-07-22 |
| Rep | Providing automated trading services | - | 2003-07-22 |
| Rep | Dealing in securities | - | 2003-07-22 |