Personnel Hong Kong SFC License Details (ID 98699)

Personnel Hong Kong SFC License Details (ID 98699)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CF GLOBAL (HK) LIMITED	Rep	Dealing in securities	2010-01-12	2014-09-01
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2008-06-12	2009-12-10
	Rep	Dealing in securities	2008-06-12	2009-12-10
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-08-01	2008-06-07
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in securities	2003-07-24	2005-07-30
CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-04-30
	Rep	Advising on securities	-	2003-04-30
	Rep	Asset management	-	2003-04-30
	Rep	Dealing in securities	-	2003-05-14
SG Asset Finance (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-04-30
	Rep	Advising on securities	-	2003-04-30
	Rep	Asset management	-	2003-04-30
	Rep	Providing automated trading services	-	2003-05-14
	Rep	Dealing in securities	-	2003-05-14