Personnel Hong Kong SFC License Details (ID 98701)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CF GLOBAL (HK) LIMITED	RO	Dealing in futures contracts	2023-09-26	-
	RO	Dealing in securities	2023-09-26	-
	Rep	Dealing in futures contracts	2016-04-08	2023-09-26
	Rep	Dealing in securities	2009-08-13	2023-09-26
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-08-01	2009-05-14
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in securities	2004-11-17	2005-07-30