Personnel Hong Kong SFC License Details (ID 98713)

Personnel Hong Kong SFC License Details (ID 98713)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dream'ee (Hong Kong) Capital Limited	RO	Asset management	2024-09-24	-
Giant Venture Asset Management Limited	RO	Asset management	2019-08-28	2024-09-10
	Rep	Asset management	2019-07-22	2019-08-28
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2013-04-23	2019-06-01
	Rep	Asset management	2013-04-23	2019-06-01
CHAMPUS ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-05-04	2013-03-05
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2007-01-10	2009-04-08