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Chapman, James Craig SFC Licences and HKMA Registrations (ID 98716)
Chapman, James Craig
SFC ID:
ABM684
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CHAPMANCRAIG LIMITED
RO
Advising on securities
2003-04-01
-
RO
Asset management
2003-04-01
-
RO
Advising on corporate finance
2003-04-01
2004-09-20
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.