Personnel Hong Kong SFC License Details (ID 98755)

Personnel Hong Kong SFC License Details (ID 98755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCBC Futures Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2016-10-06	2024-10-23
CHEKIANG FIRST SECURITIES CO. LIMITED	RO	Dealing in securities	2006-07-13	2014-11-24
OCBC Futures Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-03-01	2016-10-06
OCBC Securities Brokerage (Hong Kong) Limited	RO	Providing automated trading services	-	2003-07-21
	RO	Advising on corporate finance	-	2003-11-08
	RO	Advising on securities	-	2003-11-08
	RO	Asset management	-	2003-11-08
	RO	Dealing in securities	-	2024-10-23