Personnel Hong Kong SFC License Details (ID 98756)

Personnel Hong Kong SFC License Details (ID 98756)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCBC Securities Brokerage (Hong Kong) Limited	RO	Dealing in securities	2005-10-05	2024-07-27
CHEKIANG FIRST SECURITIES CO. LIMITED	RO	Dealing in securities	2003-05-06	2014-11-24
OCBC Futures Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2003-05-06	2024-07-27
CHEKIANG FIRST SECURITIES CO. LIMITED	Rep	Advising on corporate finance	-	2003-04-28
	Rep	Advising on securities	-	2003-04-28
	Rep	Asset management	-	2003-04-28
	Rep	Dealing in securities	-	2003-05-06
OCBC Futures Investment (Hong Kong) Limited	Rep	Advising on futures contracts	-	2003-04-28
	Rep	Asset management	-	2003-04-28
	Rep	Dealing in futures contracts	-	2003-05-06