Personnel SFC Licences and HKMA Registrations (ID 98757)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2017-10-31	-
Rich Bay Securities Limited	RO	Dealing in securities	2005-03-31	2017-07-31
Chelac Investment Company	RO	Dealing in securities	2003-08-13	2005-03-31
	Rep	Advising on corporate finance	2003-04-01	2003-06-05
	Rep	Advising on securities	2003-04-01	2003-06-05
	Rep	Asset management	2003-04-01	2003-06-05
	Rep	Dealing in securities	2003-04-01	2003-08-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.