Personnel SFC Licences and HKMA Registrations (ID 98773)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	RO	Dealing in securities	2021-01-07	-
	RO	Advising on securities	2009-04-03	-
	RO	Asset management	2008-12-10	-
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2005-08-03	2008-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.