Personnel Hong Kong SFC License Details (ID 98786)

Personnel Hong Kong SFC License Details (ID 98786)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	Rep	Dealing in securities	2016-09-22	2023-12-20
	Rep	Advising on securities	2016-08-26	2023-12-20
	Rep	Asset management	2016-08-26	2023-12-20
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2014-11-12	2016-08-15
	Rep	Asset management	2014-11-12	2016-08-15
China Asset Management (Hong Kong) Limited	Rep	Asset management	2010-02-24	2014-10-23
	Rep	Advising on securities	2010-01-27	2014-10-23
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-17	2009-12-01
	Rep	Dealing in securities	2008-10-17	2009-12-01