Personnel Hong Kong SFC License Details (ID 98788)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	RO	Dealing in securities	2023-11-08	-
	RO	Advising on securities	2023-11-08	2026-08-18
	Rep	Dealing in securities	2022-04-25	2023-11-08
VALUE PARTNERS HONG KONG LIMITED	RO	Advising on securities	2021-01-21	2022-04-14
	RO	Dealing in securities	2021-01-21	2022-04-14
VALUE PARTNERS LIMITED	RO	Advising on securities	2021-01-21	2022-04-14
	RO	Dealing in securities	2021-01-21	2022-04-14
Value Partners Private Equity Limited	RO	Advising on securities	2021-01-21	2022-04-14
	Rep	Advising on securities	2019-07-19	2021-01-21
	Rep	Asset management	2019-07-19	2022-04-14
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2017-11-16	2021-01-21
	Rep	Dealing in securities	2017-11-16	2021-01-21
	Rep	Asset management	2017-11-16	2022-04-14
VALUE PARTNERS LIMITED	Rep	Advising on securities	2017-11-16	2021-01-21
	Rep	Dealing in securities	2017-11-16	2021-01-21
	Rep	Asset management	2017-11-16	2022-04-14
CSOP Asset Management Limited	Rep	Advising on securities	2016-06-27	2017-09-15
	Rep	Asset management	2016-06-27	2017-09-15
	Rep	Dealing in securities	2016-06-27	2017-09-15
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2015-12-01	2016-02-20
	Rep	Advising on securities	2015-12-01	2016-02-20
	Rep	Dealing in securities	2015-12-01	2016-02-20
CSOP Asset Management Limited	Rep	Dealing in securities	2015-07-22	2015-11-11
	Rep	Advising on securities	2013-03-26	2015-11-11
	Rep	Asset management	2013-03-26	2015-11-11
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2011-08-05	2013-03-07
	Rep	Asset management	2011-08-05	2013-03-07