Personnel Hong Kong SFC License Details (ID 98791)

Personnel Hong Kong SFC License Details (ID 98791)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIONEER ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-03-25	-
	RO	Asset management	2026-03-25	-
	Rep	Advising on securities	2025-12-31	2026-03-25
	Rep	Asset management	2025-12-31	2026-03-25
Forebright Capital Management Limited	RO	Advising on securities	2024-04-10	2025-12-31
	RO	Asset management	2024-04-10	2025-12-31
	Rep	Advising on securities	2016-03-16	2024-04-10
	Rep	Asset management	2015-04-22	2024-04-10
China Everbright Investment Management Limited	Rep	Advising on securities	2009-01-29	2014-05-01
	Rep	Asset management	2009-01-29	2014-05-01