Personnel Hong Kong SFC License Details (ID 98794)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-11-13	2022-01-28
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2013-11-11	2017-09-29
CHINA POINT STOCK BROKERS LIMITED	Rep	Advising on corporate finance	-	2004-11-29
	Rep	Advising on securities	-	2004-11-29
	Rep	Asset management	-	2004-11-29
	Rep	Dealing in securities	-	2013-11-01