Personnel SFC Licences and HKMA Registrations (ID 98805)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amasse Asset Management Limited	RO	Advising on securities	2020-05-21	-
	RO	Asset management	2020-05-21	-
ICBC UBS Asset Management (International) Company Limited	RO	Advising on securities	2014-09-02	2015-10-31
	RO	Asset management	2014-09-02	2015-10-31
	Rep	Advising on securities	2013-12-20	2014-09-02
	Rep	Asset management	2013-12-20	2014-09-02
China Universal Asset Management (Hong Kong) Company Limited	RO	Advising on securities	2010-02-19	2013-10-09
	RO	Asset management	2010-02-19	2013-10-09
STANDARD LIFE INVESTMENTS (ASIA) LIMITED	RO	Asset management	2009-05-13	2010-02-13
STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	RO	Asset management	2009-05-13	2010-02-13
	RO	Dealing in securities	2009-04-09	2010-02-13
STANDARD LIFE INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2007-09-14	2009-05-13
STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-09-14	2009-04-09
SG ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2003-10-16	2004-12-13
	RO	Asset management	2003-10-16	2004-12-13
	Rep	Advising on securities	2003-08-08	2003-10-16
	Rep	Asset management	2003-08-08	2003-10-16
Allianz Global Investors Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-19
	Rep	Advising on securities	2003-04-01	2003-07-19
	Rep	Asset management	2003-04-01	2003-07-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.