Personnel Hong Kong SFC License Details (ID 98812)

Personnel Hong Kong SFC License Details (ID 98812)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST ASSETS MANAGEMENT LIMITED	Rep	Asset management	2016-11-01	-
UPBEST SECURITIES COMPANY LIMITED	Rep	Asset management	2016-11-01	-
Horizon Asset International (HK) Limited	Rep	Asset management	2012-10-15	2016-05-31
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2010-09-20	2012-09-29
	Rep	Asset management	2010-09-20	2012-09-29
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2009-04-24	2010-03-17
	Rep	Dealing in securities	2009-04-24	2010-03-17
	Rep	Advising on securities	2009-03-25	2010-03-17
PERRY CAPITAL (ASIA) LIMITED	Rep	Advising on securities	2007-11-22	2009-01-31
	Rep	Asset management	2007-11-22	2009-01-31