| IAM LEGACY LIMITED | Rep | Asset management | 2013-03-05 | 2013-10-03 |
| China Value Investment Limited (HK) | RO | Asset management | 2010-12-10 | 2012-08-31 |
| CORNUCOPIA CAPITAL PARTNERS LIMITED | RO | Asset management | 2007-07-19 | 2010-09-06 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-03-14 | 2007-04-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-10-16 | 2007-04-30 |
| Rep | Dealing in securities | 2003-10-16 | 2007-04-30 |
| Citigroup Global Markets Asia Limited | RO | Advising on corporate finance | - | 2003-10-16 |
| RO | Advising on securities | - | 2003-10-16 |
| RO | Asset management | - | 2003-10-16 |
| RO | Providing automated trading services | - | 2003-10-16 |
| RO | Dealing in securities | - | 2005-03-14 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Advising on futures contracts | - | 2003-10-13 |
| RO | Asset management | - | 2003-10-13 |
| RO | Dealing in futures contracts | - | 2003-10-16 |