Personnel Hong Kong SFC License Details (ID 98823)

Personnel Hong Kong SFC License Details (ID 98823)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AuVantage Consultancy Limited	RO	Dealing in securities	2021-08-17	2022-03-06
Innovest Securities Investment Limited	RO	Dealing in securities	2020-06-10	2021-07-08
	Rep	Dealing in securities	2020-04-22	2020-06-10
CHUNG LEE SECURITIES COMPANY LIMITED	RO	Dealing in securities	2018-10-15	2019-12-27
	Rep	Dealing in securities	2007-11-16	2018-10-15
	Rep	Advising on corporate finance	-	2003-08-11
	Rep	Advising on securities	-	2003-08-11
	Rep	Asset management	-	2003-08-11
	Rep	Dealing in securities	-	2007-08-31