Personnel Hong Kong SFC License Details (ID 98831)

Personnel Hong Kong SFC License Details (ID 98831)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AVANTA INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2021-01-05	2023-10-17
	RO	Asset management	2021-01-05	2023-10-17
CF ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-10-20	2018-03-01
	RO	Asset management	2016-10-20	2018-03-01
Citigroup Venture Capital International Asia Limited	RO	Advising on corporate finance	2005-05-24	2013-11-30
	RO	Advising on securities	2005-05-24	2013-11-30
	RO	Asset management	2005-05-24	2013-11-30
CITICORP CHINA INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2006-12-11
	RO	Advising on securities	-	2006-12-11
	RO	Asset management	-	2006-12-11