Personnel Hong Kong SFC License Details (ID 98836)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SW Capital Management Limited	Rep	Advising on securities	2025-01-07	2025-03-14
	Rep	Asset management	2025-01-07	2025-03-14
Mega Success Investment Management Limited	RO	Advising on securities	2021-12-20	2024-12-17
	RO	Asset management	2021-12-20	2024-12-17
TRANSPAC CAPITAL LIMITED	RO	Advising on securities	2020-06-29	2021-08-15
	RO	Asset management	2020-06-29	2021-08-15
	Rep	Advising on securities	2020-05-11	2020-06-29
	Rep	Asset management	2020-05-11	2020-06-29
	Rep	Advising on corporate finance	2020-05-11	2021-08-15
ASIA CLIMATE PARTNERS HONG KONG LIMITED	RO	Advising on securities	2016-06-30	2019-05-11
	RO	Dealing in securities	2016-06-30	2019-05-11
Robeco Hong Kong Limited	Rep	Advising on securities	2015-06-01	2016-06-29
	Rep	Asset management	2015-06-01	2016-06-29
	Rep	Dealing in securities	2015-06-01	2016-06-29
TRG MANAGEMENT HONG KONG LIMITED	RO	Asset management	2014-03-13	2015-04-15
	Rep	Asset management	2013-12-16	2014-03-13
Citigroup Venture Capital International Asia Limited	Rep	Advising on corporate finance	2005-05-25	2013-11-30
	Rep	Advising on securities	2005-05-25	2013-11-30
	Rep	Asset management	2005-05-25	2013-11-30
CITICORP CHINA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2006-12-11
	Rep	Advising on securities	-	2006-12-11
	Rep	Asset management	-	2006-12-11