Personnel Hong Kong SFC License Details (ID 98841)

Personnel Hong Kong SFC License Details (ID 98841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA CLIMATE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2016-06-30	2017-05-31
	Rep	Dealing in securities	2016-06-30	2017-05-31
Robeco Hong Kong Limited	Rep	Advising on securities	2015-10-26	2016-06-29
	Rep	Asset management	2015-10-26	2016-06-29
TRG MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2013-12-16	2015-09-16
Citigroup Venture Capital International Asia Limited	Rep	Asset management	2009-08-10	2013-11-30
	Rep	Advising on corporate finance	2009-07-13	2013-11-30
	Rep	Advising on securities	2009-07-13	2013-11-30
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-09-03	2009-01-12
	Rep	Advising on securities	2008-09-03	2009-01-12
	Rep	Dealing in securities	2008-09-03	2009-01-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-09-03	2009-01-12
	Rep	Advising on securities	2008-09-03	2009-01-12
	Rep	Dealing in securities	2008-09-03	2009-01-12
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2004-12-16	2006-08-03
	Rep	Dealing in securities	2004-12-16	2006-08-03