Personnel Hong Kong SFC License Details (ID 98862)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Futures Limited	Rep	Dealing in futures contracts	2013-12-16	2014-03-31
Rifa Securities Limited	Rep	Dealing in securities	2013-12-16	2014-03-31
TFI Asset Management Limited	Rep	Advising on securities	2013-12-16	2014-03-31
Guo Tong Capital Management Company Limited	Rep	Advising on securities	2011-05-09	2013-11-29
	Rep	Asset management	2011-05-09	2013-11-29