Personnel Hong Kong SFC License Details (ID 98864)

Personnel Hong Kong SFC License Details (ID 98864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guo Tong Capital Management Company Limited	Rep	Advising on securities	2011-04-07	2011-10-03
	Rep	Asset management	2011-04-07	2011-10-03
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2011-01-25	2011-03-31
	Rep	Asset management	2011-01-25	2011-03-31
	Rep	Dealing in securities	2011-01-25	2011-03-31
Guo Tong Capital Management Company Limited	Rep	Advising on securities	2010-07-29	2011-01-03
	Rep	Asset management	2010-07-29	2011-01-03
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2006-02-03	2006-08-23