Personnel Hong Kong SFC License Details (ID 98866)

Personnel Hong Kong SFC License Details (ID 98866)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Stock Link Securities Limited	Rep	Dealing in securities	2017-05-18	2018-08-31
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2013-11-01	2016-07-30
Guo Tong Capital Management Company Limited	Rep	Advising on securities	2010-07-29	2011-10-03
	Rep	Asset management	2010-07-29	2011-10-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2006-06-28
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-01-05	2005-07-20
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-01-05	2006-06-28
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2003-07-29
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-07-29
	Rep	Advising on securities	-	2003-07-29
	Rep	Asset management	-	2003-07-29
	Rep	Providing automated trading services	-	2003-07-29
	Rep	Dealing in securities	-	2003-07-29