Personnel Hong Kong SFC License Details (ID 98877)

Personnel Hong Kong SFC License Details (ID 98877)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HPEF Capital Partners Limited	Rep	Advising on securities	2013-07-08	2015-09-22
	Rep	Asset management	2013-07-08	2015-09-22
CVC Asia Pacific Limited	Rep	Advising on corporate finance	2008-05-19	2013-06-28
	Rep	Advising on securities	2008-05-19	2013-06-28
	Rep	Asset management	2008-05-19	2013-06-28
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2008-02-11	2008-04-16
	Rep	Dealing in securities	2008-02-11	2008-04-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-02-11	2008-04-16