Personnel SFC Licences and HKMA Registrations (ID 98884)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CVC Asia Pacific Limited	RO	Dealing in securities	2020-10-08	-
	RO	Advising on corporate finance	2015-07-31	-
	RO	Advising on securities	2015-07-31	-
	RO	Asset management	2015-07-31	2018-10-10
	Rep	Advising on corporate finance	2006-12-23	2015-07-31
	Rep	Advising on securities	2006-12-23	2015-07-31
	Rep	Asset management	2006-12-23	2015-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.