| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on securities | 2014-04-11 | - |
| RO | Advising on corporate finance | 2014-01-17 | - | |
| RO | Dealing in securities | 2014-01-17 | - | |
| Rep | Advising on corporate finance | 2013-04-16 | 2014-01-17 | |
| Rep | Dealing in securities | 2013-04-16 | 2014-01-17 | |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-04-18 | 2013-01-01 |
| Rep | Advising on securities | 2010-08-02 | 2013-01-01 | |
| Rep | Dealing in securities | 2010-08-02 | 2013-01-01 |
No HKMA registrations in the collected records.