| FB SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2025-06-26 | - |
| RO | Dealing in securities | 2025-06-26 | - |
| Rep | Dealing in securities | 2025-05-26 | 2025-06-26 |
| CCB Securities Limited | RO | Dealing in securities | 2023-01-20 | 2025-03-14 |
| Rep | Dealing in securities | 2022-11-11 | 2023-01-20 |
| Rich Bay Securities Limited | RO | Advising on futures contracts | 2020-05-27 | 2022-05-03 |
| RO | Advising on securities | 2020-05-27 | 2022-05-03 |
| RO | Dealing in futures contracts | 2020-04-02 | 2022-05-03 |
| RO | Dealing in securities | 2020-04-02 | 2022-05-03 |
| WealthQuay Asset Management Limited | RO | Advising on securities | 2020-04-02 | 2022-05-03 |
| RO | Asset management | 2020-04-02 | 2022-05-03 |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Asset management | 2020-01-22 | 2020-02-21 |
| RO | Advising on securities | 2019-10-17 | 2020-02-21 |
| RO | Dealing in securities | 2019-10-17 | 2020-02-21 |
| Rep | Dealing in securities | 2019-08-15 | 2019-10-17 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-06-29 | 2019-07-19 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-29 | 2019-07-19 |
| DAH SING SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-21 | 2011-10-15 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-24 | 2010-05-16 |