Personnel Hong Kong SFC License Details (ID 98922)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2011-09-12	2016-07-15
	Rep	Asset management	2011-09-12	2016-07-15
	Rep	Dealing in securities	2011-09-12	2016-07-15
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2009-10-12	2011-08-26
	Rep	Dealing in futures contracts	2009-10-12	2011-08-26
	Rep	Advising on securities	2008-11-06	2011-08-26
	Rep	Dealing in securities	2008-11-06	2011-08-26