Personnel Hong Kong SFC License Details (ID 98923)

Personnel Hong Kong SFC License Details (ID 98923)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2014-12-31	-
	Rep	Advising on securities	2014-12-31	2025-11-27
	Rep	Asset management	2014-12-31	2025-11-27
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2011-02-28	2014-12-01
	Rep	Asset management	2011-02-28	2014-12-01
	Rep	Dealing in securities	2011-02-28	2014-12-01
BEA Union Investment Management Limited	Rep	Advising on securities	2009-08-07	2011-01-26
	Rep	Dealing in securities	2009-08-07	2011-01-26