Webb-site Legacy

Lau, Kenneth Pan 劉斌

SFC ID:AGF158

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	Rep	Advising on securities	2019-05-23	2021-07-31
	Rep	Asset management	2019-05-23	2021-07-31
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-10-12	2019-05-16
	Rep	Asset management	2012-10-12	2019-05-16
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2007-05-08	2012-09-24
	Rep	Dealing in securities	2007-05-08	2012-09-24
	Rep	Asset management	2005-08-01	2012-09-24
Citigroup Global Markets Asia Limited	Rep	Asset management	-	2005-01-28
	Rep	Advising on corporate finance	-	2005-03-21
	Rep	Providing automated trading services	-	2005-03-21
	Rep	Dealing in securities	-	2005-03-21
	Rep	Advising on securities	-	2005-05-18