Personnel Hong Kong SFC License Details (ID 98926)

Personnel Hong Kong SFC License Details (ID 98926)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2013-11-11	2015-10-26
	RO	Asset management	2013-11-11	2015-10-26
	RO	Dealing in securities	2013-11-11	2015-10-26
	Rep	Advising on securities	2008-09-29	2013-11-11
	Rep	Asset management	2008-09-29	2013-11-11
	Rep	Dealing in securities	2008-08-26	2013-11-11
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-02-23	2008-04-25
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-02-23	2008-04-25
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-01-23	2008-04-25