Personnel Hong Kong SFC License Details (ID 98927)

Personnel Hong Kong SFC License Details (ID 98927)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-06-11	2018-12-18
	RO	Dealing in securities	2018-06-11	2018-12-18
	RO	Asset management	2018-06-11	2019-01-10
	Rep	Advising on securities	2017-11-21	2018-06-11
	Rep	Asset management	2017-11-21	2018-06-11
	Rep	Dealing in securities	2017-11-21	2018-06-11
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2011-07-15	2015-03-01
	Rep	Asset management	2011-07-15	2015-03-01
	Rep	Dealing in securities	2011-07-15	2015-03-01
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on securities	2009-11-10	2011-06-25
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2009-07-29	2009-10-14
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2007-10-15	2009-07-04