Personnel Hong Kong SFC License Details (ID 98929)

Personnel Hong Kong SFC License Details (ID 98929)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2014-07-10	2015-07-01
CES International Commodities (HK) Limited	RO	Dealing in futures contracts	2014-07-10	2015-07-01
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2014-07-10	2015-07-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-11-04	2014-07-10
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-11-04	2014-07-10
De Riva Asia Limited	RO	Dealing in futures contracts	2010-07-29	2013-06-28
	RO	Dealing in securities	2010-07-29	2013-06-28
KGI ASIA LIMITED	Rep	Dealing in securities	2003-11-20	2010-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-11-20	2010-07-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-11-20	2010-07-01