| De Riva Asia Limited | RO | Dealing in futures contracts | 2010-07-29 | 2012-12-17 |
| RO | Dealing in securities | 2010-07-29 | 2012-12-17 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-07-16 | 2010-07-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-16 | 2010-07-01 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-16 | 2010-07-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-02 | 2006-12-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-02 | 2006-12-01 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-02 | 2006-12-01 |
| Newedge Broker Limited | RO | Advising on futures contracts | - | 2003-07-31 |
| RO | Asset management | - | 2003-07-31 |
| RO | Providing automated trading services | - | 2003-07-31 |
| RO | Dealing in futures contracts | - | 2003-07-31 |