Personnel Hong Kong SFC License Details (ID 98931)

Personnel Hong Kong SFC License Details (ID 98931)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Continuum Capital Limited	Rep	Asset management	2017-02-20	2017-11-29
De Riva Asia Limited	RO	Dealing in futures contracts	2014-02-06	2014-09-30
	RO	Dealing in securities	2014-02-06	2014-09-30
	RO	Dealing in futures contracts	2012-09-14	2013-08-21
	RO	Dealing in securities	2012-09-14	2013-08-21
	Rep	Dealing in futures contracts	2010-09-21	2012-09-14
	Rep	Dealing in securities	2010-09-21	2012-09-14
Eclipse Options (HK) Limited	RO	Dealing in futures contracts	2009-06-05	2009-07-17
	RO	Dealing in securities	2009-06-05	2009-07-17
	Rep	Dealing in futures contracts	2008-06-23	2009-06-05
	Rep	Dealing in securities	2008-06-23	2009-06-05