| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | - |
| Rep | Dealing in securities | 2015-09-29 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-09-29 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-29 | 2016-06-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-07-02 | 2015-09-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-07-02 | 2015-09-20 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2011-07-05 | 2013-06-28 |
| Rep | Dealing in securities | 2011-07-05 | 2013-06-28 |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2010-07-06 | 2011-05-31 |
| Rep | Dealing in securities | 2010-07-06 | 2011-05-31 |