| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Dealing in securities | 2017-01-23 | 2024-11-30 |
| Rep | Dealing in securities | 2014-04-22 | 2017-01-23 | |
| Rep | Dealing in futures contracts | 2014-04-22 | 2024-11-30 | |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-07-02 | 2014-02-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-07-02 | 2014-02-01 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2010-11-12 | 2013-06-28 |
| Rep | Dealing in securities | 2010-11-12 | 2013-06-28 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-03-01 | 2010-11-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-01 | 2010-11-06 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-01 | 2010-11-06 |