| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2010-10-29 | 2013-07-10 |
| Rep | Dealing in securities | 2010-10-29 | 2013-07-10 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-06-13 | 2010-10-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-13 | 2010-10-26 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-13 | 2010-10-26 |