| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2016-07-11 |
| Rep | Dealing in securities | 2015-09-29 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-09-29 | 2016-07-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-29 | 2016-06-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-07-02 | 2015-09-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-07-02 | 2015-09-20 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2010-11-12 | 2013-06-28 |
| Rep | Dealing in securities | 2010-11-12 | 2013-06-28 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-07-04 | 2010-11-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-04 | 2010-11-06 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-04 | 2010-11-06 |