| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-07-02 | 2013-12-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-07-02 | 2013-12-03 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2010-11-12 | 2013-06-28 |
| Rep | Dealing in securities | 2010-11-12 | 2013-06-28 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2005-03-10 | 2010-11-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-10 | 2010-11-06 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-03-10 | 2010-11-06 |