| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-11-11 | - |
| Rep | Dealing in securities | 2020-11-11 | - |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2020-02-26 | - |
| Rep | Dealing in futures contracts | 2020-02-26 | - |
| Rep | Dealing in securities | 2020-02-26 | - |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-06-05 | 2018-10-31 |
| Rep | Dealing in securities | 2018-06-05 | 2018-10-31 |
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-10-16 | 2015-07-17 |
| Rep | Dealing in securities | 2012-10-16 | 2015-07-17 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2011-02-21 | 2012-09-25 |
| Rep | Dealing in securities | 2011-02-21 | 2012-09-25 |