| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Asset Management One Hong Kong Limited | RO | Dealing in securities | 2013-02-21 | - |
| Rep | Advising on securities | 2010-04-26 | 2015-04-15 | |
| Rep | Asset management | 2010-04-26 | 2015-04-15 |
No HKMA registrations in the collected records.