Personnel SFC Licences and HKMA Registrations (ID 98957)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DTC Investment Management (HK) Limited	RO	Asset management	2020-08-31	-
	RO	Dealing in securities	2012-10-11	-
	Rep	Asset management	2010-10-18	2020-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-01-30	2010-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.