Personnel Hong Kong SFC License Details (ID 98960)

Personnel Hong Kong SFC License Details (ID 98960)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2016-09-05	2019-06-21
	Rep	Asset management	2016-09-05	2019-06-21
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2015-12-03	2016-01-28
	Rep	Asset management	2015-12-03	2016-01-28
	Rep	Dealing in securities	2015-12-03	2016-01-28
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	RO	Advising on securities	2010-10-29	2012-09-21
	RO	Asset management	2010-10-29	2012-09-21
	Rep	Advising on securities	2010-08-18	2010-10-29
	Rep	Asset management	2010-08-18	2010-10-29