Personnel Hong Kong SFC License Details (ID 98968)

Personnel Hong Kong SFC License Details (ID 98968)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Creek Capital Management Limited	RO	Asset management	2020-01-15	-
GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2016-02-12	2016-10-18
	RO	Asset management	2013-06-05	2014-03-01
	Rep	Asset management	2013-04-18	2013-06-05
New Vision Asset Management Limited	RO	Asset management	2012-10-12	2013-02-22
	Rep	Asset management	2012-09-05	2012-10-12
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2009-04-01	2012-06-08
	Rep	Asset management	2009-04-01	2012-06-08
PIMCO Asia Limited	Rep	Advising on securities	2006-05-26	2007-03-30
	Rep	Asset management	2006-05-26	2007-03-30
	Rep	Dealing in securities	2006-05-26	2007-03-30
PIMCO ASIA PTE LTD	Rep	Advising on securities	2006-03-13	2006-05-17
	Rep	Dealing in securities	2006-03-13	2006-05-17