| Eclipse Options (HK) Limited | RO | Dealing in futures contracts | 2008-03-10 | - |
| RO | Dealing in securities | 2007-05-31 | - |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-12-20 |
| Rep | Asset management | 2003-04-01 | 2004-12-20 |
| Rep | Providing automated trading services | 2003-04-01 | 2005-03-03 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-03-13 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Advising on securities | 2003-04-01 | 2004-12-20 |
| Rep | Providing automated trading services | 2003-04-01 | 2005-03-03 |
| Rep | Dealing in securities | 2003-04-01 | 2007-03-13 |