Personnel Hong Kong SFC License Details (ID 98987)

Personnel Hong Kong SFC License Details (ID 98987)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Elixir Capital Management Limited	RO	Asset management	2009-02-18	2023-07-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2006-04-10	2006-11-04
	Rep	Dealing in securities	2006-03-21	2006-11-04
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-12-29	2006-03-02
CASH RESEARCH LIMITED	Rep	Advising on securities	2004-12-15	2005-03-31
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2004-05-07	2004-12-03
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	-	2004-05-05
	Rep	Asset management	-	2004-05-05
	Rep	Advising on securities	-	2004-05-06