Personnel Hong Kong SFC License Details (ID 98988)

Personnel Hong Kong SFC License Details (ID 98988)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Elixir Capital Management Limited	RO	Asset management	2009-02-18	2023-11-17
H S Asset Management Limited (d2010-05-24)	RO	Asset management	2007-11-26	2008-08-07
GAM HONG KONG LIMITED	Rep	Asset management	2005-12-12	2007-03-31
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on securities	2004-03-29	2005-02-22
	RO	Advising on securities	2003-09-24	2004-03-29
	Rep	Advising on securities	2003-07-19	2003-09-24
	Rep	Asset management	2003-07-19	2005-11-09
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2003-04-29
	Rep	Advising on securities	-	2003-04-29
	Rep	Asset management	-	2003-04-29
	Rep	Providing automated trading services	-	2003-04-29
	Rep	Dealing in securities	-	2003-04-29